Securities regulation in the United States

Results: 4123



#Item
901SEC filings / New Deal / Securities Act / Financial regulation / United States / Law / Regulation S-K / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Blanket Order No. 20 IN THE MATTER OF THE SECURITIES ACT, REGULATIONS, 1991 (the "Regulation") MADE UNDER THE SECURITIES ACT, R.S.N. 1990, CHAPTER S-13, AS AMENDED (the "Act") AND

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:03
90273rd United States Congress / United States Securities and Exchange Commission / Finance / Investment / Stock market / Securities Act / Prospectus / Regulation S-K / Form S-1 / United States securities law / SEC filings / Financial economics

Blanket Order No. 15 IN THE MATTER OF THE SECURITIES REGULATIONS, 1991 (the "Regulation") MADE UNDER THE SECURITIES ACT, R.S.N. 1990, CHAPTER S-13 (the "Act") AND

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:01
903Shareholder rights plan / Takeover / Tender offer / Corporation / Securities regulation in the United States / Torys / Insider trading / Hart–Scott–Rodino Antitrust Improvements Act / Mergers and acquisitions / Business / Law

Takeover Bids in Canada and Tender Offers in the United States - A guide fo Acquirors and Targets

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Source URL: www.torys.com

Language: English - Date: 2014-10-01 13:40:13
904Finance / Security / Prospectus / U.S. Securities and Exchange Commission / Initial public offering / Securities regulation in the United States / Securities Act / Non-reporting issuer / Stock market / Financial economics / Investment

Raising Capital in the United States Under the Multijurisdictional Disclosure System A Business Law Guide

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Source URL: www.torys.com

Language: English - Date: 2014-10-01 13:40:19
905Credit union / Federal Credit Union Act / Government / Bank regulation in the United States / Independent agencies of the United States government / National Credit Union Administration

Order Approving Proposed Rule Change to Amend the Clearing Rules of the Mortgage-Backed Securities Division to Establish a Membership Category and Minimum Financial Requirements for Insured Credit Unions

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Source URL: www.dtcc.com

Language: English - Date: 2014-12-09 14:55:47
906Financial regulation / New Deal / Securities Act / Securities regulation in the United States / Canadian securities regulation / Financial economics / Finance / Securities Exchange Act / Regulation S-K / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Nova Scotia Securities Commission Rule[removed]Amendment) Registration Requirements, Exemptions and Ongoing Registrant Obligations -andConsequential Amendments to Rules[removed], 52-107, 23-102, 24-101, [removed]and[removed]

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-10-22 10:57:07
907Finance / Stock market / Regulation Fair Disclosure / Selective disclosure / Business / Securities regulation in the United States / Insight Enterprises / U.S. Securities and Exchange Commission / Investor relations / United States securities law / Financial economics / United States Securities and Exchange Commission

INSIGHT ENTERPRISES, INC. POLICY ON FAIR DISCLOSURE TO ANALYSTS AND INVESTORS (Effective[removed]We are committed to fair disclosure of information about Insight Enterprises, Inc. and its subsidiaries ("Insight Enterpr

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Source URL: files.shareholder.com

Language: English
908Financial economics / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Government / Commodity Futures Modernization Act / Securities Exchange Act / Futures contract / Financial regulation / Commodity Futures Trading Commission / Late-2000s financial crisis

U.S. Response: Jurisdictions’ Authority and Process for Exercising Deference in Relation to OTC Derivatives Regulation I. BACKGROUND In July 2010, the United States enacted legislation regarding, among other topics, ce

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-10-23 10:44:38
909United States securities law / Algonquian peoples / 73rd United States Congress / Mohegan Sun / Mohegan Indian Tribe / Securities Act / Regulation D / Mohegan people / Uncasville /  Connecticut / Connecticut / United States Securities and Exchange Commission / Montville /  Connecticut

MOHEGAN TRIBAL GAMING AUTHORITY ANNOUNCES EXTENSION OF EARLY TENDER DATE IN ITS PRIVATE EXCHANGE OFFERS Uncasville, Connecticut, February 9, 2012 – The Mohegan Tribal Gaming Authority, or the Authority, the owner and o

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Source URL: newsroom.mtga.com

Language: English - Date: 2012-02-09 09:18:06
91073rd United States Congress / Financial economics / Finance / Stock market / New Deal / Securities Act / Securities Exchange Act / Municipal Securities Rulemaking Board / Regulation D / United States Securities and Exchange Commission / United States securities law / Financial regulation

National Federation of Municipal Analysts White Paper on Federal Securities Law Relating to Municipal Securities The National Federation of Municipal Analysts (the "NFMA") was chartered in[removed]It is a notfor-profit ass

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Source URL: www.nfma.org

Language: English - Date: 2012-04-04 12:32:37
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